Discover Smart Investments With Oak Valley Capital.
Discover Smart Investments With Oak Valley Capital.
Discover Smart Investments With Oak Valley Capital.
Extraordinary partners delivering double-digit risk-adjusted returns through thoughtfully selected lower middle market acquisitions & operations.
Extraordinary partners delivering double-digit risk-adjusted returns through thoughtfully selected lower middle market acquisitions & operations.
Extraordinary partners delivering double-digit risk-adjusted returns through thoughtfully selected lower middle market acquisitions & operations.
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Years of combined executive experience
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Years of combined executive experience
$0.0B
$0.0B
Cumulative transaction volume across leadership team
$0.0B
$0.0B
Cumulative transaction volume across leadership team
0.00x
0.00x
Average MOIC across porfolio
0.00x
0.00x
Average MOIC across porfolio
$0.0M
$0.0M
AUM
$0.0M
$0.0M
AUM
Alpha: Value creation through forced appreciation
Alpha: Value creation
through forced appreciation
Superior Risk-Adjusted Returns: Through Recession-Resistant Niches
Superior Risk-Adjusted Returns:
Through Recession-Resistant Niches
Proven track record: tenured sponsors & advisory Team
Proven track record: tenured
sponsors & advisory board
Our Focus
Leveraged Buyouts
Criteria
Lower Middle Market | Commercial & Industrial M.E.P
Target Return
3.25x–4.75x MOIC
Hold Term
7–10 Years
Full-Suite Advisory
Company Stage
Pre-Revenue, Lower Middle & Middle Market
Services Provided
CFO, Controller, Analysis, Business Automation & Cybersecurity
Objective
Establish an institutionally credible, predictable performing company
Leveraged Buyouts
Criteria
Lower Middle Market | Commercial & Industrial M.E.P
Target Return
3.25x–4.75x MOIC
Hold Term
7–10 Years
Full-Suite Advisory
Company Stage
Pre-Revenue, Lower Middle & Middle Market
Services Provided
CFO, Controller, Analysis, Business Automation & Cybersecurity
Objective
Establish an institutionally credible, predictable performing company
Welcome To Oak Valley Capital
We are a private equity firm in Phoenix, AZ specializing in the acquisitions and operations of lower middle market, M.E.P businesses, and advisory services for all lower middle to middle market companies across the United States and Internationally.
We operate as a fully integrated platform, managing the entire investment lifecycle – from deal sourcing and due diligence to post-acquisition operations and exit.
Our executive team brings 60 plus years of experience and a consistent track record of delivering double-digit, risk-adjusted returns backed by strong fundamentals of disciplined market selection, rigorous due diligence, structured transactions, and robust post-close management and operations, as well as vertically integrated, locally based teams, maintaining full control of operations allowing us to stabilize and scale each business with precision. As a result, we are well-positioned to execute our business plan.
We are committed to long-term equity growth for our clients and investors. OVC offerings are limited to Accredited Investors (Rule 501(a), Regulation D) and Qualified Institutional Buyers (Rule 144A).
Welcome To Oak Valley Capital
We are a private equity firm in Phoenix, AZ specializing in the acquisitions and operations of lower middle market, M.E.P businesses, and advisory services for all lower middle to middle market companies across the United States and Internationally.
We operate as a fully integrated platform, managing the entire investment lifecycle – from deal sourcing and due diligence to post-acquisition operations and exit.
Our executive team brings 60 plus years of experience and a consistent track record of delivering double-digit, risk-adjusted returns backed by strong fundamentals of disciplined market selection, rigorous due diligence, structured transactions, and robust post-close management and operations, as well as vertically integrated, locally based teams, maintaining full control of operations allowing us to stabilize and scale each business with precision. As a result, we are well-positioned to execute our business plan.
We are committed to long-term equity growth for our clients and investors. OVC offerings are limited to Accredited Investors (Rule 501(a), Regulation D) and Qualified Institutional Buyers (Rule 144A).


Proud Member Of



Proud Member Of



Proud Member Of



Why Invest With Oak Valley Capital?
Why Invest With Oak Valley Capital?
Access to Vetted, Institutional-Quality Investment Opportunities
Vertically Integrated Platform – Acquisitions, Operations, Sales & Marketing
Quarterly Distributions and Tax-Advantaged Structures
Conservative Underwriting with Downside Risk Protection
Recession-Resilient, Durable Asset Classes
Invest In Recession-Resistant Asset Classes
Sponsor Compensation Structured Around Investor Performance
Sponsor Co-Investment in Every Deal
Our Values
Integrity
Integrity
Excellence
Excellence
Commitment
Commitment
Stewardship
Commitment
Stewardship
Our Proven Process
Our Proven Process

1
Research & Identify
Our growing market-share through acquisitions (ownership), and strengthened relationships with brokers and investment bankers gives us access to data, both on- and off-market opportunities, and insights into competitor activity. An even greater advantage we have is our direct experience of ownership within our target markets which provides us with real-time data enabling us to continuously assess marketplace climate at a local and national level giving us otherwise unknown insight to underlying drivers of supply and demand volatility in these markets.
1
Research & Identify
Our growing market-share through acquisitions (ownership), and strengthened relationships with brokers and investment bankers gives us access to data, both on- and off-market opportunities, and insights into competitor activity. An even greater advantage we have is our direct experience of ownership within our target markets which provides us with real-time data enabling us to continuously assess marketplace climate at a local and national level giving us otherwise unknown insight to underlying drivers of supply and demand volatility in these markets.
1
Research & Identify
Our growing market-share through acquisitions (ownership), and strengthened relationships with brokers and investment bankers gives us access to data, both on- and off-market opportunities, and insights into competitor activity. An even greater advantage we have is our direct experience of ownership within our target markets which provides us with real-time data enabling us to continuously assess marketplace climate at a local and national level giving us otherwise unknown insight to underlying drivers of supply and demand volatility in these markets.
2
Analyze
Our team of analysts have decades of career experience underwriting and valuing institutional credit and small businesses. Each deal we pursue undergoes a multi-stage process of objective, qualitative, and quantitive analysis which allows us to determine whether or not submitting an LOI is the next appropriate step. Only after passing the preliminary vetting do we submit an IOI/LOI. Upon acceptance of IOI/LOI we enter into a formal Due Diligence (DD) period where the deal undergoes a rigorous analysis (QoE) – a deep vetting of the business’s and owner’s financial history, history of employee-ship, inspections, appraisals, and much more all occur. This ‘fine-tooth comb’ DD process allows us to ensure every aspect of the deal aligns with our quality standards of businesses we acquire.
2
Analyze
Our team of analysts have decades of career experience underwriting and valuing institutional credit and small businesses. Each deal we pursue undergoes a multi-stage process of objective, qualitative, and quantitive analysis which allows us to determine whether or not submitting an LOI is the next appropriate step. Only after passing the preliminary vetting do we submit an IOI/LOI. Upon acceptance of IOI/LOI we enter into a formal Due Diligence (DD) period where the deal undergoes a rigorous analysis (QoE) – a deep vetting of the business’s and owner’s financial history, history of employee-ship, inspections, appraisals, and much more all occur. This ‘fine-tooth comb’ DD process allows us to ensure every aspect of the deal aligns with our quality standards of businesses we acquire.
2
Analyze
Our team of analysts have decades of career experience underwriting and valuing institutional credit and small businesses. Each deal we pursue undergoes a multi-stage process of objective, qualitative, and quantitive analysis which allows us to determine whether or not submitting an LOI is the next appropriate step. Only after passing the preliminary vetting do we submit an IOI/LOI. Upon acceptance of IOI/LOI we enter into a formal Due Diligence (DD) period where the deal undergoes a rigorous analysis (QoE) – a deep vetting of the business’s and owner’s financial history, history of employee-ship, inspections, appraisals, and much more all occur. This ‘fine-tooth comb’ DD process allows us to ensure every aspect of the deal aligns with our quality standards of businesses we acquire.
3
Compete
SMB: Our vetting process and current ownership in the target markets we compete in provides credibility and confidence to the IB/Brokers and sellers involved usually giving us the advantage when competing in deals. Multifamily: Our in-house Director of Acquisitions leverages his network of institutional multifamily connections, along with the credibility he has built with the most active brokers in the state to negotiate on the company’s behalf.
3
Compete
SMB: Our vetting process and current ownership in the target markets we compete in provides credibility and confidence to the IB/Brokers and sellers involved usually giving us the advantage when competing in deals. Multifamily: Our in-house Director of Acquisitions leverages his network of institutional multifamily connections, along with the credibility he has built with the most active brokers in the state to negotiate on the company’s behalf.
3
Compete
SMB: Our vetting process and current ownership in the target markets we compete in provides credibility and confidence to the IB/Brokers and sellers involved usually giving us the advantage when competing in deals. Multifamily: Our in-house Director of Acquisitions leverages his network of institutional multifamily connections, along with the credibility he has built with the most active brokers in the state to negotiate on the company’s behalf.
4
Manage
We take pride in being fully vertically integrated across acquisitions and analysis, operations, sales and marketing, and accounting. Our hands-on operational approach enables us to identify and resolve issues swiftly and cost-effectively. Ultimately, maximizing value for our investors at every step for true value creation.
4
Manage
We take pride in being fully vertically integrated across acquisitions and analysis, operations, sales and marketing, and accounting. Our hands-on operational approach enables us to identify and resolve issues swiftly and cost-effectively. Ultimately, maximizing value for our investors at every step for true value creation.
4
Manage
We take pride in being fully vertically integrated across acquisitions and analysis, operations, sales and marketing, and accounting. Our hands-on operational approach enables us to identify and resolve issues swiftly and cost-effectively. Ultimately, maximizing value for our investors at every step for true value creation.
5
Distribute & Report
Our investor relations cadence includes quarterly distributions and comprehensive financial statements, supplemented by clear, concise monthly communications.
5
Distribute & Report
Our investor relations cadence includes quarterly distributions and comprehensive financial statements, supplemented by clear, concise monthly communications.
5
Distribute & Report
Our investor relations cadence includes quarterly distributions and comprehensive financial statements, supplemented by clear, concise monthly communications.
6
Capital Event & Reinvest
Capital events are contingent on, but not limited to, four main variables and are used as the framework when determining the exit strategies of any given asset class:
· Cash Flows & Market Demand
· Quality/Quantity of Debt & Equity
· Operational Efficiency
· Immediate Opportunities: i.e., shifts in market climate (demand of asset), 1031 exchange opportunities, etc.
A capital event may involve a complete sale of the asset or a refinance. In all cases, our priority is to ensure full repayment of investor capital and to meet or exceed projected returns upon completion of the event.
Leadership

Joe Luca
Founder & Managing Partner
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Joe Luca
Founder & Managing Partner
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Wayne Bell
Managing Director
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Wayne Bell
Managing Director
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Montgomery Drumm
Principal, Investments & Advisory
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Garrett Williams
Principal, Advisory Services
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Garrett Williams
Principal, Advisory Services
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Forrest Schwartz
Principal, Advisory Services
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Forrest Schwartz
Principal, Advisory Services
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Christian Trujillo
Principal, CRE
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Christian Trujillo
Principal, CRE
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Sammy Serwa
Chief Marketing Officer
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Sammy Serwa
Chief Marketing Officer
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Target Markets

ARIZONA
UTAH
Texas
IDAHO
NEVADA
KANSAS
MISSOURI
ARKANSAS
OKLAHOMA
TENNESSEE
NORTH CAROLINA
SOUTH CAROLINA
GEORGIA
ARIZONA
UTAH
NEVADA
ARKANSAS
KANSAS
IDAHO
MISSOURI
TEXAS
OKLAHOMA
TENNESSEE
NORTH CAROLINA
SOUTH CAROLINA
GEORGIA
ARIZONA
UTAH
NEVADA
ARKANSAS
KANSAS
IDAHO
MISSOURI
TEXAS
OKLAHOMA
TENNESSEE
NORTH CAROLINA
SOUTH CAROLINA
GEORGIA
FAQs
What is Oak Valley Capital?
Who can invest with Oak Valley Capital?
Am I an accredited investor?
What is Oak Valley Capital?
Who can invest with Oak Valley Capital?
Am I an accredited investor?
Schedule a Call
Discover Smart Investments With Oak Valley Capital
Schedule a Call
Discover Smart Investments With Oak Valley Capital
Schedule a Call
Discover Smart Investments With Oak Valley Capital




